Broker Dealer Platform 1.1-CAESAR.TECH_.FDS_-300x69 ABOUT

CAESAR Technology provides automation for Broker Dealers

Commission Processing

Broker Dealer Platform 1.1-CAESAR.TECH_.FDS_-300x69 ABOUT    Broker Dealer Platform processing-150x150 ABOUT

CAESAR Back Office

  • FINRA Registration and Licensing
  • Insurance Licensing and Carrier Appointments
  • Client Account Maintenance
  • Meets Fiduciary Requirement
  • Comprehensive Compliance Solution

Advisor Apps

Broker Dealer Platform 1.1-CAESAR.TECH_.FDS_-300x69 ABOUT    Broker Dealer Platform processing-150x150 ABOUT    Broker Dealer Platform man-icon-no-background-150x150 ABOUT

CAESAR CONNECT

  • Manage Client Account
  • Actionable Item Notification
  • Commission and Production Detail
  • Electronic Form Processing
  • Licensing and Appointment Detail
  • Approved Products

Form U4 Automation

Broker Dealer Platform 1.1-CAESAR.TECH_.FDS_-300x69 ABOUT    Broker Dealer Platform processing-150x150 ABOUT    Broker Dealer Platform man-icon-no-background-150x150 ABOUT    Broker Dealer Platform paperwork-1-150x150 ABOUT

CAESAR Registrar

  • Easy Form U4 Onboarding
  • Paperless Processing
  • Efficient
  • Back Office Review
  • Electronic CRD
  • Annual ACQ

 

Broker Dealer Platform 1.1-CAESAR.TECH_.FDS_-300x69 ABOUT    Broker Dealer Platform processing-150x150 ABOUT    Broker Dealer Platform man-icon-no-background-150x150 ABOUT    Broker Dealer Platform paperwork-1-150x150 ABOUT    Broker Dealer Platform get-morei-nfo ABOUT